Nye Company provides realistic and practical compliance solutions for registered investment advisers.

Because of events in the financial sector the regulatory environment has become increasingly complex. Regulators are working to protect customers and restore confidence in the markets and our industry, presenting investment firms with new challenges.  Likewise Congress is looking at changing the regulatory environment.

You are faced with interpreting new rules, creating policies and procedures, implementing such within the firm's framework and maintaining a system of controls and forensic tests to ensure compliance programs and systems are adequate and functioning as designed.

Our experience and resources can help you achieve and sustain a cost-effective compliance program that is mutually beneficial to you and your clients.

Thank you for your interest in Nye Company.

David W. Campbell